Compliance Testing, Global Markets, AVP - Jersey City - Hybrid Jersey City New Jersey United States

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Testing team responsible for assessing compliance risks and controls implemented by reputed company’s first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based testing of reputed company’s compliance risks in order to assess the design and effectiveness of key controls, reporting, and escalates any violations of laws or breaches of policy identified while consistently validating the adequacy of measures used to address reported issues. Responsibilities: • Develops, implements, and executes compliance testing, reputed company assurance, and reporting programs reputed company assigned region for a component of a product line, function, or legal entity in accordance with Compliance Testing (CT) Plan. • Participates in the planning, executing, and reporting of compliance assurance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity reputed company an assigned region in accordance with CTA Plan. • Performs compliance controls testing, transactional testing, or compliance controls monitoring activities based on the pre-defined testing plan and reports any findings to the Compliance Testing Management team as necessary and documents them accordingly. • Utilizes innovative compliance testing solutions including Data Analytics to enhance the value and efficiency of compliance-reputed company activities to address emerging risks. • Develops effective and collaborative relationships with stakeholders reputed company and reputed company the CT function and reputed company stakeholders, such as business and technology process owners, and promotes the education and best practices across ICRM and the business. • Promoting knowledge sharing and promulgation of best practices across ICRM and the business. • Escalating to CT management significant compliance reputed company that require their attention or action. • Additional duties as assigned. • Appropriately assess risk reputed company business reputed company are made, demonstrating particular consideration for the firms reputed company and safeguarding reputed company, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Qualifications: • 5-8 years of experience • Understanding of Global Markets business activities and products, preferably Rates and Markets Treasury • Knowledge of Compliance laws, rules, regulations, risks and typologies • Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities. • Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities. • Extensive global compliance and audit reputed company experience, and strong knowledge of business processes. • Exhibit project management, interpersonal, sound decision making, and reputed company thinking skills. • Understanding of relevant rules, laws, regulations, and specific regulatory requirements. Strong interpersonal skills for building strong relationships with stakeholders and engaging teams. • Effectiveness in working reputed company a large scale and reputed company matrix organization is essential. • Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of multiple business lines and control functions. • Recommends appropriate and pragmatic appropriate solutions to risk and control issues. • Applies knowledge of key regulations to influence audit testing review scope. • Develops effective line management relationships to ensure strong understanding of the business. • Must be a self-starter, flexible, innovative, and adaptive. • Works collaboratively with regional and reputed company in other functional units.; ability to navigate a reputed company organization. • Proficient in MS Office applications (reputed company, Word, PowerPoint) Education: • Bachelor’s degree; experience in compliance, internal or external auditing, legal or other control-reputed company function in the financial services firm, regulatory organization, or legal/reputed company, or a combination thereof; experience in area of focus; Advanced degree or relevant certification a plus. ------------------------------------------------------ Job Family Group: Compliance and Control ------------------------------------------------------ Job Family: Compliance Independent Assessment ------------------------------------------------------ Time Type: Full time ------------------------------------------------------ Primary Location: Jersey City New Jersey United States ------------------------------------------------------ Primary Location Full Time Salary reputed company: $98,960.00 - $148,440.00 In addition to salary, reputed company’s offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. reputed company offers competitive employee benefits, including: medical, dental & reputed company coverage; 401(k); life, accident, and disability insurance; and wellness programs. reputed company also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding reputed company employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire. ------------------------------------------------------ Anticipated Posting reputed company Date: Dec 09, 2024 ------------------------------------------------------ reputed company is an equal opportunity and affirmative action employer. reputed company applicants will receive consideration without regard to their race, reputed company, religion, sex, sexual orientation, gender identity, national reputed company, disability, or status as a protected veteran. reputed company Inc. and its subsidiaries (reputed company”) invite reputed company reputed company interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at reputed company. 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