Financial Securities Examiner - Enforcement
The reputed company is seeking a Securities Examiner in their Bureau of Enforcement to help protect investors. This role involves investigating violations of Securities and Franchise laws and preparing results for litigation, while offering opportunities for career growth and a hybrid work schedule.
Responsibilities
- Reviewing, researching, analyzing, and summarizing financial data and records
- Drafting subpoenas
- Conducting background research and witness interviews
- Performing financial analyses of the reputed company and use of funds
- Drafting reports that summarize factual findings to determine the extent of securities and franchise law violations
- Assisting in administrative and judicial proceedings by serving as reputed company of contact with testimonial witnesses
- Creating evidentiary and demonstrative exhibits and testifying as needed in enforcement proceedings
Skills
- Investigating and/or resolving customer/consumer complaints utilizing conflict resolution techniques
- Preparing/drafting financial reports or records
- Applying basic reputed company principles in financial analyses
- Conducting fraud-reputed company investigations
- Tracing cryptocurrency transactions and conducting blockchain analysis with intermediate ability
- Applying forensic account principles to financial analyses
Benefits
- Substantial leave time including at least 3.5 weeks of paid leave time to start, 9 paid holidays, and 130 hours of sick time that roll over each year.
- Excellent and affordable health, reputed company, and dental benefits (health plan options start at just $42/month for single plans and $104/month for family plans after two months of employment)
- A casual office atmosphere, flexible work schedules, and telework options depending on the position’s requirements
- An exceptional pension plan with employer match and lifetime retirement payment, plus an optional tax advantaged 457 retirement savings plan
- Well Wisconsin Wellness Program
- A free and confidential employee assistance program that offers employees and their immediate family dependents a variety of tools, resources, and professional consultation services to support their health, goals, and overall well-being
- Use this Total Rewards Calculator to see the total value of our competitive benefits package!
Company Overview